|
Compliance Status on IOSCO Code of Conduct
|
|
Principles
|
Compliance
|
| Quality of the Rating Process |
Complied |
| Monitoring and Updating |
| Integrity of the Rating Process |
| General |
Complied |
| Procedures and Policies |
| Analyst and Employee Independence |
| Transparency and Timelines of Ratings Disclosure |
Complied |
| The Treatment of Confidential Information |
| Disclosures of code of conduct |
Complied |
| Governance, Risk Management and Employee Training |
Complied |