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Instruments and Activities regulated by other FSRs

As required by SEBI CRA Circular dated Feb 10, 2026, a list of activities or instruments falling under the purview of other FSRs, along with the names of respective FSRs, is being disclosed below:

Instrument/Activity Regulator
Unlisted PTCs / Securitisation Notes (originated by entities regulated by RBI) - Includes securitisation transactions involving assignee payout, acquirer's payout. RBI
Listed Commercial Paper and NCDs with original maturity less than 1 year RBI
Unlisted Commercial Paper and NCDs with original maturity less than 1 year RBI
Loan Facilities (Fund/Non-Fund Based) from Bank/NBFCs/NHB/FIs - Includes bank facilities such as liquidity facility, second loss facility that are part of securitisation transactions. RBI
External Commercial Borrowings and other similar borrowings RBI
Certificates of Deposit RBI
Fixed Deposits raised by NBFC's, Banks, HFCs, Fis RBI
Unlisted Security Receipts RBI
Independent Credit Evaluation (ICE) RBI
Expected Loss Ratings (for Loan Facilities (Fund/Non-Fund Based) from Bank/NBFCs/NHB/Fis) RBI
Unlisted/Proposed to be unlisted Bonds/Debentures/ Preference share (all securities) MCA
Fixed Deposits raised by corporates other than NBFCs, Banks, HFCs, Fis MCA
Inter Corporate Deposits/Loans extended by Corporates MCA
Expected Loss Ratings (Unlisted/Proposed to be unlisted Bonds/Debentures/ Preference share (all securities)) MCA
Unlisted PTCs / Securitisation Notes (originated by entities not regulated by RBI) - Includes securitisation transactions involving assignee payout, acquirer's payout. Investor-side Regulator such as IRDAI, PFRDA5
Borrowing programme: The rated instrument may involve issuance of different instruments such as debt securities (listed or otherwise), bank loans, commercial paper (listed or otherwise), etc. The regulator of the instrument may accordingly be SEBI, RBI or MCA and can only be determined upon issuance. In PRs subsequent to issuance(s), BWR shall separately capture the rated quantum details along with names of respective regulators. -
Issuer Ratings: These ratings were assigned during regulatory regime prior to the introduction of SEBI CRA Circular dated Feb 10, 2026, and accordingly, investor side regulators have been included. -

Grievance Redressal: For any grievances relating to rating of instruments NOT regulated by SEBI, please contact: grievance@brickworkratings.com